Helping Financial Institutions Meet Compliance

TraceSecurity has 18 years of expertise to help your firm with SEC cybersecurity compliance requirements.

  • Founded in 2004

    Founded in 2004

    We started out helping financial institutions respond to GLBA compliance requirements, and have applied our expertise to SEC and FINRA

  • Specialized Offerings

    Specialized Offerings

    Our services help financial institutions meet FDIC, OCC, FINRA, and SEC compliance year after year

  • 11,000+ Financial Customers

    11,000+ Financial Customers

    Over the years, we've worked with investment advisors, banks, credit unions, mortgage brokers, and more.

  • 30+ Analysts on Staff

    30+ Analysts on Staff

    Each with years of experience and a variety of professional certifications

  • Approved Reports

    Approved Reports

    We're delivered over 30,000 examiner approved reports to our customers

Resources for Investment Advisors

  • Upcoming SEC Cybersecurity Rules

    Upcoming SEC Cybersecurity Rules

    What your investment firm needs to know

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