Helping Financial Institutions Meet Compliance
TraceSecurity has 18 years of expertise to help your firm with SEC cybersecurity compliance requirements.
Founded in 2004
We started out helping financial institutions respond to GLBA compliance requirements, and have applied our expertise to SEC and FINRA
Our services help financial institutions meet FDIC, OCC, FINRA, and SEC compliance year after year
11,000+ Financial Customers
Over the years, we've worked with investment advisors, banks, credit unions, mortgage brokers, and more.
30+ Analysts on Staff
Each with years of experience and a variety of professional certifications
We're delivered over 30,000 examiner approved reports to our customers
Resources for Investment Advisors
Upcoming SEC Cybersecurity Rules
What your investment firm needs to know
Security & Compliance Solutions
TraceSecurity is listed in the FINRA Compliance Vendor Directory.