Investment Advisors

Helping Financial Institutions Meet Compliance

TraceSecurity has 18 years of expertise to help your firm with SEC cybersecurity compliance requirements.

Services & Software
Services
IT Security Audit
Penetration Testing
Purple Team Penetration Testing
Ransomware Preparedness Assessment
Red Team Testing
Risk Assessment
Small Institution Services
Social Engineering
Vulnerability Assessment
Application Security Testing
Wireless Assessment & Pen Test

Founded in 2004

We started out helping financial institutions respond to GLBA compliance requirements, and have applied our expertise to SEC and FINRA
Specialized Offerings

Our services help financial institutions meet FDIC, OCC, FINRA, and SEC compliance year after year
11,000+ Financial Customers

Over the years, we've worked with investment advisors, banks, credit unions, mortgage brokers, and more.
30+ Analysts on Staff

Each with years of experience and a variety of professional certifications
Approved Reports

We're delivered over 30,000 examiner approved reports to our customers